$8,000,000 Brain Damage Verdict Vacated by Appeals Court; New Trial Ordered Because Trial Judge Erroneously Discharged a Deliberating Juror

Destiny Avila was born at Harlem Hospital on January 5, 2001. It was a difficult delivery - Destiny was 10 pounds and her clavicle had to be forcibly fractured to get her out. Then, she was intubated and sent to the neonatal ICU for two days. Apparently all was well and baby and mother were discharged on January 9, 2001 (four days after birth).

Here is where Destiny Avila's saga began:

By the time she was three years old, Destiny's mother noticed she had developmental delays. An evaluation indicated that she had a developmental age of only 10 months. Her mother promptly started a lawsuit in 2004 against the hospital and its doctors claiming medical errors during delivery had caused brain damage to her baby.

After a three week trial in Manhattan Supreme Court, on October 18, 2007 the jury rendered an $8,000,000 verdict in plaintiff’s favor.

In Avila v. City of New York, an appeals court has now set aside the verdict and ordered a new trial because the trial judge erroneously dismissed a juror and seated an alternate after deliberations had begun.

Plaintiff’s medical experts had testified that the doctors should have performed a caesarean section because of the baby’s large size and indications that she was not receiving enough oxygen. They felt that Destiny had sustained hypoxic ischemic encephalopathy (permanent brain injury due to a lack of oxygen or adequate blood flow to the brain) and they concluded she has mild cerebral palsy as a result.

The defendants’ medical experts could not have disagreed more. The said a vaginal delivery was appropriate and that Destiny suffered no significant injuries other than the clavicle fracture and that injury was no one’s fault. Most importantly, they were adamant that Destiny was not suffering from cerebral palsy. Instead, they strongly urged that any medical or developmental problems plaintiff may have had were minimal and/or within the spectrum of a previously diagnosed autism disorder.

The defense urged that the only injury Destiny sustained at birth was a fractured clavicle:

In awarding plaintiff $8,000,000 ($500,000 past – 6 ½ years, $7,500,000 future – 74 years), the jury clearly rejected the defense claims that there was no medical negligence and that the injuries were minimal. While the defense argued that there was no negligence, they did concede that Destiny was 50% globally delayed with speech and language deficits.

On appeal, the defense claimed that:

  1. plaintiff should not have been allowed to present expert testimony that she had cerebral palsy since this was a brand new never before disclosed theory,
  2. the trial judge committed an error requiring reversal when, without meaningful inquiry, she seated an alternate juror without defense counsel’s consent after discharging a deliberating juror who claimed there was intimidation inside the jury room, and
  3. if the verdict on liability should be upheld the amount of damages was grossly excessive and should be reduced

The appeals judges agreed with the defense that the verdict must be reversed because of the juror dismissal and seating of an alternate without consent and they vacated the verdict (thus rendering the other two issues moot).

Here are the details as to the drama inside the jury room. After deliberations began, the lone female juror, “Juror Number 3,” ran out of the jury room and said:

“I’m not going in there again. I am not going to – I’m starting to physically fight and I’m not going to be in the room.”

Things were pretty crazy inside the jury room:

After speaking with the entire panel, the judge sent them back to deliberate further. The day ended with the jury having reached a partial (undisclosed) verdict. The next morning, Juror Number 3 delivered a note to the judge complaining that another juror had been intimidating and threatening and that he physically threatened another juror and yet other jurors had to intervene. Juror Number 3 wrote that she was not comfortable she could make a rational decision in the case.

The judge then dismissed Juror Number 3, seated an alternate juror and a full verdict was reached after four more hours of deliberation.

Alternate jurors are chosen during jury selection so that if, before jury deliberations begin, a regular juror dies or becomes ill or for any other reason is unable to perform his duty, an alternate will be available and seated. There is no provision in the statute, CPLR 4106, that contemplates seating an alternate after jury deliberations begin. That's because citizens in civil actions have a constitutionally protected right to a jury of six. Only if the attorneys all consent may an alternate be allowed to deliberate after deliberations begin.

Defendants in this case, though, did not consent. Had the judge conducted an inquiry into Juror Number 3’s concerns before discharging her then defense counsel may have consented but the judge’s dismissal of Juror Number 3 without meaningful inquiry was held to be improper and therefore seating of the alternate was also improper.

The question of whether $8,000,000 in damages was excessive was briefed fully by the parties on appeal but not resolved because it became moot. Should plaintiff again prevail on liability, it’s unlikely that such a sum would be sustained.

Here are some of the recent appellate decisions that sustained pain and suffering awards for brain damage in the multi-million dollar range (and plaintiff’s injuries in Avila v. City of New York do not appear to be nearly as severe as those in any of these cases):

  • Lopez v. NYCHHC (1st Dept. 2000)- $3,100,000 for 30 years of future pain and suffering where infant suffered cerebral palsy, spastic quadriplegia and inability to speak, sit or walk
  • Reed v. City of New York (1st Dept. 2003) - $2,500,000 for 30 years of future pain and suffering for multiple skull fractures and very substantial brain damage leading to memory loss, a permanent inability to lie down, total loss of smell, severe orthopedic disabilities and pain, depression and suicidal ideation 
  • Paek v. City of New York (1st Dept. 2006) - $3,000,000 for 40 years of future pain and suffering for a 35 year old woman with permanent significant cognitive deficits affecting her memory, attention span and concentration as well as severe depression and constant pain from persistent headaches

Inside Information:

  • Plaintiff did not seek an award of future damages for medical care. While not dispositive of whether there will be future pain and suffering, where there are no likely future medical costs the claim for future pain and suffering is often discounted by jurors. Not so in this case so far but with another jury that could be a problem for the plaintiff’s future pain and suffering claim.
  • Plaintiff, age 6 at trial, had no physical disabilities, a normal gait and was described by her mother as a happy child who likes to dance and play.
  • Plaintiff claimed that Destiny will never have functional communication, be able to live independently or hold a job.
  • With a new trial, Destiny will have aged a few more years and the new jury will be better able to estimate her future damages, should plaintiff again prevail on liability.
     

Who will be the jurors on my case and how will they be selected?

It takes between one and four years on average from the date an injury lawsuit is filed in New York to the date of trial - when six people you never knew, people who never wanted to know you, people who likely resent having been chosen for your jury, will sit for days or weeks in a courtroom jury box, listen begrudgingly to your case and then render a verdict.

Many lawyers and their clients forget that it's the jurors at trial who will ultimately determine the outcome of an injury case and I always let new clients know this and then they ask: how are the jurors selected?

Here's how. In New York, the names of potential jurors are selected at random from the following lists:

  • voter registration
  • utility subscriptions
  • licensed drivers
  • motor vehicle owners
  • state and local taxpayers
  • family and medical assistance recipients and applicants
  • unemployment benefits recipients

And no one is exempt. Until a 1995 law took effect in New York,  lawyers, doctors, teachers, clergy and other professionals were exempt from jury service . No longer.

  • Many lawyers representing plaintiffs in injury cases have found that this "everybody serves" policy has resulted in a more conservative jury pool with more defense verdicts and stingier plaintiff damage awards.

The jury selection process begins when county personnel mail out a notice requiring attendance at the courthouse. Upon arrival, the potential jurors are given introductory material and talks and then sent in groups of 20-30 into a room to meet and be questioned by the lawyers on a case. A judge may be present too. This begins the so called voir dire process (referring to a Latin term meaning to give a true verdict).

The questioning starts with general questions to the entire group to see if anyone has knowledge of the subject matter, the case, the parties, the lawyers or the witnesses. If so, they may be dismissed "for cause" as will anyone related to the parties, employed by them or employed by a liability insurance company.

Then, armed with personal information from questionnaires filled out by each prospective juror, the attorneys will ask probing, intrusive, personal and sometimes embarrassing questions about biases, preconceptions, attitudes towards injury lawsuits and willingness to award large damage verdicts.The lawyers will often tell the jurors that they are simply looking for open-minded fair people - baloney! They're looking for jurors who will identify with their clients and who have attitudes favorable to their case. Anne Reed, a nationally renowned trial lawyer and jury consultant, says that lawyers are asking: Will this juror like me, my client and my important witnesses?

Here are some of the typical questions potential jurors are asked in injury cases:

  • Have you or any family member ever been injured, made a claim and if so was it resolved to your satisfaction?
  • Do you think there are too many injury lawsuits?
  • Do you think some cases do not belong in court [the McDonald's "hot coffee" case is regularly brought up]?
  • Do you think there should be a limit to the amount a plaintiff should get for his pain and suffering?

The person being grilled with these questions is often very uncomfortable and may exercise a right to be questioned outside the room, privately. The issue of juror privacy is controversial - some, such as Walter Olson at Overlawyered, suggest that the lawyers questioning prospective jurors are too intrusive and that their probing questions should be limited.

Under court rules in New York, there's no limit to the number of prospective jurors that lawyers may dismiss (with the judge's OK) if there is "cause." After that, though, each lawyer has only three so called "peremptory challenges." They can be used to dismiss anyone for any reason at all and  are very carefully used by the lawyers to keep off the jury anyone the lawyer thinks will be opposed to his client or his position on liability or damages.

The six jurors left who have not been excused constitute your jury.